Charlie Kasch works exclusively with securities and regulatory attorneys and with senior compliance officers from broker dealers, investment advisors, mutual funds, insurance companies and law firms. He has developed an excellent network with professionals who have a background focused on the 1933 Act and 1940 Acts from mid-career Securities Attorneys, Compliance Managers, Chief Compliance Officers and General Counsels. "My background was as a registered rep for five years with New York Life and NYLIFE Securities. I began my career as a recruiter focused exclusively on the regulatory and legal side of financial services. The value of my work is due to being very focused."

The Client Company: "The reality of the marketplace is that any senior person with a regulatory background is now in greater demand than a year ago. Because I speak with dozens of attorneys and compliance officers weekly and have relationships with people in more than 100 cities, I can make the process of finding a top compliance person immediately productive. My network includes people with or from the SEC and NASD and many who also have a securities background from a law practice. I also have contacts with senior diversity candidates."

The Candidate: "As I get to know a candidate, all our conversations are in confidence and I will not discuss your experience with anyone without your consent. Also, I will not send your background information to anyone without speaking to you first. No matter what you decide to do, our relationship will be kept private unless you decide otherwise."

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